How is OnMarket regulated?

On-Market BookBuilds Pty Ltd holds an Australian Financial Securities License (AFS License No 421 355), which means we are supervised and regulated by ASIC (Australian Securities & Investments Commission).

By holding an AFSL we have specific obligations to uphold the best interests of our client in relation to:

  • our conduct and disclosure in relation to the provision of our services
  • ensuring the competence, knowledge and skills of our people
  • ensuring our people comply with the financial services laws
  • compliance, managing conflicts of interest and risk management
  • the adequacy of our financial, technological and human resources, and
  • having dispute resolution arrangements in place.

For more information please see our Financial Services Guide (FSG).


Do you have more questions? Feel free to send them in to us